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Swiss law

 
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Products in English

FinSA Q&A: Client Classification
FinSA Q&A: Client Classification
This product consists of 121 Q&As on client classification rules under the Swiss Financial Services Act ("FinSA"), including 13 forms and templates.
UBS Business Solutions AG
November 17, 2021
$4,554.43
FinSA Q&A: Registration of Client Advisors
FinSA Q&A: Registration of Client Advisors
This product consists of 8 Q&As on the requirements of the FinSA regarding the registration of client advisors.
UBS Business Solutions AG
November 13, 2021
$1,059.17
FinSA Q&A: Organization
FinSA Q&A: Organization
This product consists of 41 Q&As on organizational measures and measures in the context of conflicts of interest required under the FinSA.
UBS Business Solutions AG
November 10, 2021
$2,647.92
FinSA Q&A: Swiss KID
FinSA Q&A: Swiss KID
This product consists of 26 Q&As on the requirements of the FinSA regarding the establishment and provision of a Swiss Key Investor Document.
UBS Business Solutions AG
November 08, 2021
$2,118.34
FinSA Q&A: revCISA and other amended laws
FinSA Q&A: revCISA and other amended laws
This product consists of 34 Q&A on the revised CISA and other amended laws, including a standard template form.
UBS Business Solutions AG
November 06, 2021
$2,542.01
FinSA Q&A: FinIA
FinSA Q&A: FinIA
This product consists of 50 Q&As on the regulatory requirements of the Swiss Financial Institutions Act (“FinIA”).
UBS Business Solutions AG
November 05, 2021
$3,495.26
FinSA Q&A: Scope - Material Scope
FinSA Q&A: Scope - Material Scope
This product consists of 25 Q&A on the material scope of the FinSA.
UBS Business Solutions AG
November 01, 2021
$1,482.84
FinSA Q&A: Scope - Insurance
FinSA Q&A: Scope - Insurance
This product consists of 11 Q&As on the impact of the FinSA on insurance business.
UBS Business Solutions AG
October 30, 2021
$847.34
FinSA Q&A: Client Classification - MiFID II_FinSA
FinSA Q&A: Client Classification - MiFID II_FinSA
This product consists of 31 Q&As on the comparison of client classification under the FinSA to the MiFID II standard, including 7 forms and templates.
UBS Business Solutions AG
October 29, 2021
$1,196.86
FinSA Q&A: Client Classification - CISA vs. FinSA
FinSA Q&A: Client Classification - CISA vs. FinSA
This product consists of 9 Q&As comparing client classification under the FinSA to QI classification under the former CISA, including 10 templates.
UBS Business Solutions AG
October 28, 2021
$1,408.69
FinSA Q&A: Client Classification - Opt-in/Opt-out
FinSA Q&A: Client Classification - Opt-in/Opt-out
This product consists of 49 Q&As elaborating on the possibilities to opt-in/ opt-out of a client segment under the FinSA, including 7 templates.
UBS Business Solutions AG
October 24, 2021
$1,991.24
FinSA Q&A: Organization - Conflicts of Interest
FinSA Q&A: Organization - Conflicts of Interest
This product consists of 22 Q&As on measures required in the context of conflicts of interest under the FinSA.
UBS Business Solutions AG
October 14, 2021
$1,323.96
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